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William Figueroa

Broker Dealer Regulatory Specialist at MUFG Securities Americas

  • LinkedIn

• Regulatory Reporting Professional with over 10 years experience in SEC Regulations. Expertise in 15c3-1 Net Capital Rule and 15c3-3 Customer Protection Rule. Prepare monthly FOCUS repo...

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MUFG SECURITIES AMERICAS

MUFG SECURITIES AMERICAS

  • description Description
    The international securities business of MUFG. Capital markets, credit, rates, equities and structured products.
  • Employees count Employees 1001-5000
  • Revenue Revenue 250 Million to 500 Million
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MUFG Securities Americas Org Chart and Mapping

Employees

Annice Ramsey

Assistant Vice President

Deandre Simmers

Project Manager Program Management Office - (Full_Remote_Work)

James Fanning

Member Board of Directors

William Figueroa

Broker Dealer Regulatory Specialist

Wilson Chau

Front Office Solutions Vice President

Ramesh Vemuri

Vice President Finance

Artem Rybakov

Vice President, Risk Development

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Answer: William Figueroa is the current Broker Dealer Regulatory Specialist at MUFG Securities Americas.... Read More

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Answer: MUFG Securities Americas's Broker Dealer Regulatory Specialist is William Figueroa

Answer: William Figueroa contact details:

  • Phone number  :  (***)-***-****
  • Email  :  w****@mufgsecurities.com

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