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William Figueroa

Broker Dealer Regulatory Specialist at MUFG Securities Americas

  • LinkedIn

• Regulatory Reporting Professional with over 10 years experience in SEC Regulations. Expertise in 15c3-1 Net Capital Rule and 15c3-3 Customer Protection Rule. Prepare monthly FOCUS repo...

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MUFG SECURITIES AMERICAS

MUFG SECURITIES AMERICAS

  • description Description
    The international securities business of MUFG. Capital markets, credit, rates, equities and structured products.
  • Employees count Employees 1001-5000
  • Revenue Revenue 250 Million to 500 Million
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MUFG Securities Americas Org Chart and Mapping

Employees

Ishan Khwaja

Incoming Summer 2024 Sales and Trading Analyst

Tom Joyce

Managing Director, Global Head of Investment Banking Capital Markets Strategy

Shiro Nogaki

Managing Director - Head of Rates Trading for the Americas

Marvin S

Vice President - Regulatory Change, Policies & Procedures and Training

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  • Phone number  :  (***)-***-****
  • Email  :  w****@mufgsecurities.com

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