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Paxton Dunn

Director, Operations, Procedures and Standards, Member Supervision at FINRA

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Email Email: p****@finra.org

phone noPhone Number: (***)-***-****

Over 20 years in the financial services industry with 18 years as a compliance professional focused on regulatory operations, risk and examinations. My strengths include assessing risk a...

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FINRA

FINRA

  • description Description
    FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair b...

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  • Employees count Employees 1001-5000
  • Revenue Revenue 1 Billion and Over
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FINRA Org Chart and Mapping

VP-Level
VP-Level

Denise Dombay

SVP & Chief Audit Executive

James Allen

SVP- Comp./Benefits/Risk Mgmt.

Employees

Craig Codner

Associate Principal Examiner

Paxton Dunn

Director, Operations, Procedures and Standards, Member Supervision

Matthew Datre

Associate Principal Examiner

Yana Martova

Principal Risk Monitoring Analyst-Variable Annuities/Retail Group

Theresa Ferraina

Principal Examiner (Cause)

Frequently Asked Questions Regarding Paxton Dunn

Answer: Paxton Dunn works for FINRA as Director, Operations, Procedures and Standards, Member Supervision

Answer: Paxton Dunn’s role in FINRA is Director, Operations, Procedures and Standards, Member Supervision

Answer: Paxton Dunn's email address is p***@gmail.com

Answer: Paxton Dunn's business email address is p****@finra.org

Answer: Paxton Dunn’s direct phone number is (***)-***-****

Answer: Paxton Dunn works in the industry of: Financial Services

Answer: Paxton Dunn is the current Director, Operations, Procedures and Standards, Member Supervision at FINRA.... Read More

Answer: Paxton Dunn works FINRA located at 1735 K St Nw, , District of Columbia, Washington, 20006, United States

Answer: FINRA's Director, Operations, Procedures and Standards, Member Supervision is Paxton Dunn

Answer: Paxton Dunn contact details:

  • Phone number  :  (***)-***-****
  • Email  :  p****@finra.org

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