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Mimi Chan

Principal Investigator, Department of Enforcement at FINRA

  • LinkedIn

Email Email: m****@finra.org

phone noPhone Number: (***)-***-****

Seasoned professional with 20+ years of experience in the securities industry. Highly detail- oriented with effective verbal and written communication skill. Motivated self-starter; able ...

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FINRA

FINRA

  • description Description
    FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair b...

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  • Employees count Employees 1001-5000
  • Revenue Revenue 1 Billion and Over
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VP-Level
VP-Level

Denise Dombay

SVP & Chief Audit Executive

James Allen

SVP- Comp./Benefits/Risk Mgmt.

Employees

David Scrams

Senior Director, Testing and Measurement

Paul Mathews

VP & Director, Corporate Finance

Ornella Bergeron

Senior Vice President, Member Supervision

Frequently Asked Questions Regarding Mimi Chan

Answer: Mimi Chan works for FINRA as Principal Investigator, Department of Enforcement

Answer: Mimi Chan’s role in FINRA is Principal Investigator, Department of Enforcement

Answer: Mimi Chan's email address is m***@gmail.com

Answer: Mimi Chan's business email address is m****@finra.org

Answer: Mimi Chan’s direct phone number is (***)-***-****

Answer: Mimi Chan works in the industry of: Financial Services

Answer: Mimi Chan is the current Principal Investigator, Department of Enforcement at FINRA.... Read More

Answer: Mimi Chan works FINRA located at 1735 K St Nw, , District of Columbia, Washington, 20006, United States

Answer: FINRA's Principal Investigator, Department of Enforcement is Mimi Chan

Answer: Mimi Chan contact details:

  • Phone number  :  (***)-***-****
  • Email  :  m****@finra.org

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