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James Barry

Director of Credit Regulation at FINRA

  • LinkedIn

Email Email: s****@oberthur.com

phone noPhone Number: (***)-***-****

Subject Matter Expert: Prime Brokerage, Margin, Broker-Dealer Operations, Regulations T, U & X, FINRA Rule 4210 [Margin], SEA 11(d)(1), 15c3-3 (rehypothecation, customer reserve) , Option...

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FINRA

FINRA

  • description Description
    FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair b...

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  • Employees count Employees 1001-5000
  • Revenue Revenue 1 Billion and Over
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VP-Level
VP-Level

Denise Dombay

SVP & Chief Audit Executive

James Allen

SVP- Comp./Benefits/Risk Mgmt.

Employees

Thomas Decastro

Associate Principal Examiner

Yelena Beylik

Senior Principal Operations Manager, Special Initiatives

Mimi Chan

Principal Investigator, Department of Enforcement

Steven Glascock

Senior Identity & Access Management Analyst

Frequently Asked Questions Regarding James Barry

Answer: James Barry works for FINRA as Director of Credit Regulation

Answer: James Barry’s role in FINRA is Director of Credit Regulation

Answer: James Barry's email address is s***@gmail.com

Answer: James Barry's business email address is s****@oberthur.com

Answer: James Barry’s direct phone number is (***)-***-****

Answer: James Barry works in the industry of: Financial Services

Answer: James Barry is the current Director of Credit Regulation at FINRA.... Read More

Answer: James Barry works FINRA located at 1735 K St Nw, , District of Columbia, Washington, 20006, United States

Answer: FINRA's Director of Credit Regulation is James Barry

Answer: James Barry contact details:

  • Phone number  :  (***)-***-****
  • Email  :  s****@oberthur.com

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