Securities Compliance Management
Financial Services, 6445 Shiloh Road, Alpharetta, Georgia, 30005, United States, 11-50 Employees
Phone Number: +14*********
Who is SECURITIES COMPLIANCE MANAGEMENT
Securities Compliance Management is a consulting company focused compliance consulting for Broker/Dealers and Registered Investment Advisers. We pride ourselves with our risk based approa...
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Headquarters: 6445 Shiloh Road, Alpharetta, Georgia, 30005, United States
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Date Founded: 2003
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Employees: 11-50
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Revenue: $10 Million to $25 Million
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Active Tech Stack: See technologies
Industry: Financial Services
SIC Code: 8721
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NAICS Code: 561990 |
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Frequently Asked Questions Regarding Securities Compliance Management
Answer: Securities Compliance Management's headquarters are located at 6445 Shiloh Road, Alpharetta, Georgia, 30005, United States
Answer: Securities Compliance Management's phone number is +14*********
Answer: Securities Compliance Management's official website is https://mastercompliance.com
Answer: Securities Compliance Management's revenue is $10 Million to $25 Million
Answer: Securities Compliance Management's SIC: 8721
Answer: Securities Compliance Management's NAICS: 561990
Answer: Securities Compliance Management has 11-50 employees
Answer: Securities Compliance Management is in Financial Services
Answer: Securities Compliance Management contact info: Phone number: +14********* Website: https://mastercompliance.com
Answer: Securities Compliance Management is a consulting company focused compliance consulting for Broker/Dealers and Registered Investment Advisers. We pride ourselves with our risk based approach and utilization of automated compliance technologies. Our approach is unique in that we utilize proprietary software, MasterSupervision, to meet the requirements of your compliance program while significantly reducing your administrative time and resources. By applying automated supervision software and document management tools, appropriate checks and balances will effectively reduce your risk and increase performance. There is a way to creative blend compliance and technology to create the ideal compliance culture.
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