Securities Compliance Advisors

Securities Compliance Advisors

Financial Services, 590 Madison Ave, New York, 10022, United States, 1-10 Employees

secadvisors.com

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phone no Phone Number: 92********

Who is SECURITIES COMPLIANCE ADVISORS

Our collaborative team of professionals provides a focused, efficient, and highly individualized approach to regulatory compliance for financial institutions. SCA clients, located through...

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  • 590 Madison Ave, New York, New York, 10022, United States Headquarters: 590 Madison Ave, New York, New York, 10022, United States
  • 1996 Date Founded: 1996
  • 1-10 Employees: 1-10
  • dollar-icon Revenue: $1 Million to $5 Million
  • tech-icon Active Tech Stack: See technologies

industries-icon Industry: Financial Services

SIC SIC Code: 4499 | NAICS Code: 483211 | Show More

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Frequently Asked Questions Regarding Securities Compliance Advisors

Answer: Securities Compliance Advisors's headquarters are located at 590 Madison Ave, New York, 10022, United States

Answer: Securities Compliance Advisors's phone number is 92********

Answer: Securities Compliance Advisors's official website is https://secadvisors.com

Answer: Securities Compliance Advisors's revenue is $1 Million to $5 Million

Answer: Securities Compliance Advisors's SIC: 4499

Answer: Securities Compliance Advisors's NAICS: 483211

Answer: Securities Compliance Advisors has 1-10 employees

Answer: Securities Compliance Advisors is in Financial Services

Answer: Securities Compliance Advisors contact info: Phone number: 92******** Website: https://secadvisors.com

Answer: Our collaborative team of professionals provides a focused, efficient, and highly individualized approach to regulatory compliance for financial institutions. SCA clients, located throughout the US and Europe, include family offices, private fund managers, institutional and retail investment advisers and broker dealers offering a variety of investment services. Whether your regulator is the SEC, FINRA, CFTC, MSRB, and/or State Regulators - our goal is to improve your performance and sustainability through integration of a robust compliance culture and infrastructure throughout your organization. Our proven approach allows you to effectively manage the reputational and financial risk that may result from regulatory actions and litigation. First and foremost, we must understand your business, which allows us to provide highly customized products and services to meet the unique challenges you face every day. Our team approach means two senior consultants and at least one associate work hand-in-hand with you. Your consulting team is fully apprised of every aspect of our engagement with you. This allows us to react very quickly when issues arise. SCA has been a trusted provider of compliance consulting products and services since 1996. Our team is comprised of industry experts in securities regulation, including accountants, attorneys, former regulators, industry executives and compliance officers. The majority of our team has been with SCA for more than eight years.

Answer:

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