Focus 1 Associates
Financial Services, 835 Alder CRK Dr, Medford, Oregon, 97504, United States, 1-10 Employees
Phone Number: +19*********
Who is FOCUS 1 ASSOCIATES
Focus 1 is a premier provider of regulatory compliance services. Dedicated to assisting registered investment advisers with their compliance needs under the Compliance Rule, Rule 206(4)-7...
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- Headquarters: 835 Alder CRK Dr, Medford, Oregon, 97504, United States
- Date Founded: 2005
- Employees: 1-10
- Revenue: $5 Million to $10 Million
- Active Tech Stack: See technologies
Industry: Financial Services
SIC Code: 6411 | NAICS Code: 541611 | Show More
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Frequently Asked Questions Regarding Focus 1 Associates
Answer: Focus 1 Associates's headquarters are located at 835 Alder CRK Dr, Medford, Oregon, 97504, United States
Answer: Focus 1 Associates's phone number is +19*********
Answer: Focus 1 Associates's official website is https://focus1associates.com
Answer: Focus 1 Associates's revenue is $5 Million to $10 Million
Answer: Focus 1 Associates's SIC: 6411
Answer: Focus 1 Associates's NAICS: 541611
Answer: Focus 1 Associates has 1-10 employees
Answer: Focus 1 Associates is in Financial Services
Answer: Focus 1 Associates contact info: Phone number: +19********* Website: https://focus1associates.com
Answer: Focus 1 is a premier provider of regulatory compliance services. Dedicated to assisting registered investment advisers with their compliance needs under the Compliance Rule, Rule 206(4)-7, of the Investment Advisers Act of 1940, Focus 1 specialize in the areas of: -SEC Compliance Consulting -Annual Compliance Review -Compliance Program Development, Monitoring, and Oversight -Mock SEC Examination -Third-Party Compliance Review -New Adviser Setup -Compliance Training With unlimited consulting and tangible tools, our team of experienced professionals is committed to delivering practical, solutions-oriented assistance, tailored to your SEC compliance needs. Whether you are looking for consulting and guidance on industry best practices, interpretation of the rules and regulations, or a practitioner to help you develop your compliance program, we are your SEC compliance team. With the ever-changing regulations and emerging industry best practices, FOCUS 1 understands the importance of providing timely and practical insight to help interpret and implement change within your SEC compliance framework. Providing knowledgeable and practical insight in a timely and efficient manner is the core tenet of our firm. Originally evolving from a CPA firm with a global presence and industry reputation as a leading provider of GIPS compliance and verification services, our team is made up of credentialed professionals (holding the CFA designation, and other professional credentials: CPA, CFP, CSCP, CIPM), with experience in the areas of SEC compliance, GIPS compliance and verification, attestation engagements, third-party compliance reviews, buy-side trading and operations, and leading SAS70 policy and procedure audits.
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