Dziura Compliance Consulting
Financial Services, 309 Woodridge Ln, Media, Pennsylvania, 19063, United States, 1-10 Employees
Who is DZIURA COMPLIANCE CONSULTING
With expertise gained from years dedicated to the financial services industry, Dziura Compliance Consulting (DCC) professionals are specialists in regulatory compliance. At DCC, we provid...
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Headquarters: 309 Woodridge Ln, Media, Pennsylvania, 19063, United States
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Date Founded: 2014
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Employees: 1-10
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Revenue: Under $1 Million
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Active Tech Stack: See technologies
Industry: Financial Services
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Frequently Asked Questions Regarding Dziura Compliance Consulting
Answer: Dziura Compliance Consulting's headquarters are located at 309 Woodridge Ln, Media, Pennsylvania, 19063, United States
Answer: Dziura Compliance Consulting's official website is https://dziuracomplianceconsulting.com
Answer: Dziura Compliance Consulting's revenue is Under $1 Million
Answer: Dziura Compliance Consulting has 1-10 employees
Answer: Dziura Compliance Consulting is in Financial Services
Answer: Dziura Compliance Consulting top competitors include: Integrated Solutions
Answer: Dziura Compliance Consulting contact info: Phone number: Website: https://dziuracomplianceconsulting.com
Answer: With expertise gained from years dedicated to the financial services industry, Dziura Compliance Consulting (DCC) professionals are specialists in regulatory compliance. At DCC, we provide compliance services to registered investment advisers (RIAs) and registered investment companies (RICs) ranging from providing compliance support to in-house CCOs to acting as the designated CCO on behalf of our clients. We strive to ensure that the compliance program of each of our clients satisfies their regulatory requirements and incorporates industry best practices. We understand that the structure and needs of each organization can vary. Our services can be tailored to meet your organizations specific needs. Our services include, but are not limited to: Drafting and maintaining compliance manuals Conducting formal initial and periodic compliance reviews Performing annual compliance reviews as required under Rule 38a-1 for RICs and Rule 206(4)-7 for RIAs Performing risk assessments and SEC mock exams Providing compliance training to organization personnel Assisting in regulatory filings Reviewing marketing material for compliance with applicable SEC rules Providing support during SEC exams
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