Compliance Risk Concepts
Financial Services, 441 Lexington Ave, New York, 10017, United States, 11-50 Employees
Phone Number: 64********
Who is COMPLIANCE RISK CONCEPTS
To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to best in class talent that has extensive knowledge of the businesses being sup...
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Headquarters: 441 Lexington Ave, New York, New York, 10017, United States
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Date Founded: 2013
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Employees: 11-50
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Revenue: $5 Million to $10 Million
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Active Tech Stack: See technologies
Industry: Financial Services
SIC Code: 6411
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Frequently Asked Questions Regarding Compliance Risk Concepts
Answer: Compliance Risk Concepts's headquarters are located at 441 Lexington Ave, New York, 10017, United States
Answer: Compliance Risk Concepts's phone number is 64********
Answer: Compliance Risk Concepts's official website is https://compliance-risk.com
Answer: Compliance Risk Concepts's revenue is $5 Million to $10 Million
Answer: Compliance Risk Concepts's SIC: 6411
Answer: Compliance Risk Concepts has 11-50 employees
Answer: Compliance Risk Concepts is in Financial Services
Answer: Compliance Risk Concepts contact info: Phone number: 64******** Website: https://compliance-risk.com
Answer: To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to best in class talent that has extensive knowledge of the businesses being supported. CRC is staffed with a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management Programs throughout many industry verticals. We offer compliance consulting services in the following industries: Financial Services Anti-Corruption & Ethics Technology Industry Compliance Enterprise Compliance Risk Management Research Supervisory Analyst Expert Witness Service Financial Operational Principal Services With headquarters in New York, NY, and offices in Chicago, IL, and Westport, CT, CRC is your full-service Compliance Risk Management support partner. Please feel free to contact us with any questions related to the services and solutions described and we would be happy to schedule a call / meeting to further determine your individualized needs and requirements. CRC specializes in executing and overseeing the following: New Member Applications | Continuing Member Applications | Annual CEO Certifications | Independent AML Reviews | Conflict of Interest Reviews | Expert Witness Testimony | 15c3-5 Certifications | MCDC Oversight | Trading Surveillance | Best Execution Analysis | Swap Dealer BCP Independent Reviews | Investment Advisor Gap Analysis | Industry Surveys/Studies | Public Speaking Engagements | Written Supervisory Reviews | Regulatory Relations | Examinations | Dodd-Frank | Volcker Rule | Broker Dealer Compliance | Sales Practice | Bank Compliance | System Implementations | Equity and Fixed Income Markets | Research | BSA / AML | Regulatory Reporting
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