Compliance Resource Partners
Financial Services, 1745 Shea CTR Dr, Littleton, Colorado, 80129, United States, 1-10 Employees
Who is COMPLIANCE RESOURCE PARTNERS
Compliance Resource Partners ("CRP") assists investment advisory firms in being in compliance with the Investment Advisers Act of 1940 and broker-dealers in compliance with the Exchange A...
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Headquarters: 1745 Shea CTR Dr, Littleton, Colorado, 80129, United States
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Date Founded: 2001
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Employees: 1-10
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Revenue: Under $1 Million
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Active Tech Stack: See technologies
Industry: Financial Services
SIC Code: 8999
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NAICS Code: 541990 |
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Frequently Asked Questions Regarding Compliance Resource Partners
Answer: Compliance Resource Partners's headquarters are located at 1745 Shea CTR Dr, Littleton, Colorado, 80129, United States
Answer: Compliance Resource Partners's official website is https://thecomplianceresource.com
Answer: Compliance Resource Partners's revenue is Under $1 Million
Answer: Compliance Resource Partners's SIC: 8999
Answer: Compliance Resource Partners's NAICS: 541990
Answer: Compliance Resource Partners has 1-10 employees
Answer: Compliance Resource Partners is in Financial Services
Answer: Compliance Resource Partners contact info: Phone number: Website: https://thecomplianceresource.com
Answer: Compliance Resource Partners ("CRP") assists investment advisory firms in being in compliance with the Investment Advisers Act of 1940 and broker-dealers in compliance with the Exchange Act of 1934. CRP assists investment advisers and broker-dealers in becoming investment advisers with the SEC and broker/dealers with FINRA. CRP performs SEC mock audits, annual compliance reviews and branch office audits. CRP prepares financials and FOCUS Reports for broker-dealers and performs independent Anti-Money Laundering reviews. CRP assists investment advisers and broker-dealers in obtaining state registrations, prepares written policies and procedures manuals, continuing education training plans, conducts annual compliance meetings and annual compliance oversight. CRP also assists investment advisers in writing and ensuring compliance with the Part 2A and 2B of Form ADV and various client agreements.
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