Compliance Exchange Group
Financial Services, 150 Motor Pkwy, Hauppauge, New York, 76155, United States, 11-50 Employees
Phone Number: 63********
Who is COMPLIANCE EXCHANGE GROUP
CXG is a top-tier compliance firm, servicing FINRA regulated broker-dealers across the continental U.S. We are one of the few firms that provide outsourced principals, in addition to regu...
Read More
-
Headquarters: 150 Motor Pkwy, Hauppauge, New York, 76155, United States
-
Date Founded: 2013
-
Employees: 11-50
-
Revenue: Under $1 Million
-
Active Tech Stack: See technologies
Industry: Financial Services
SIC Code: 6211
|
NAICS Code: 523150 |
Show More
Does something look wrong? Fix it. | View contact records from COMPLIANCE EXCHANGE GROUP
Compliance Exchange Group Org Chart and Mapping
Email
Phone
Sign in to CIENCE GO Data to uncover contact details
Free credits every month
Frequently Asked Questions Regarding Compliance Exchange Group
Answer: Compliance Exchange Group's headquarters are located at 150 Motor Pkwy, Hauppauge, New York, 76155, United States
Answer: Compliance Exchange Group's phone number is 63********
Answer: Compliance Exchange Group's official website is https://cxgllc.com
Answer: Compliance Exchange Group's revenue is Under $1 Million
Answer: Compliance Exchange Group's SIC: 6211
Answer: Compliance Exchange Group's NAICS: 523150
Answer: Compliance Exchange Group has 11-50 employees
Answer: Compliance Exchange Group is in Financial Services
Answer: Compliance Exchange Group contact info: Phone number: 63******** Website: https://cxgllc.com
Answer: CXG is a top-tier compliance firm, servicing FINRA regulated broker-dealers across the continental U.S. We are one of the few firms that provide outsourced principals, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA-1017 services. A true engine for growth, CXG serves broker-dealers, removing barriers to growth. With leading talent and proven expertise, all outsourced at a fraction of in-house costs, CXG is equally equipped for meeting immediate short-term needs or providing long-term solutions. If youre a small to mid-size firm looking to grow, or a start-up firm seeking FINRA approval, we can help. Principal Outsourcing Seasoned CCOs, FINOPs and 24s ready to help you reduce costs, manage risk, and even clear trades. Grow & lead your firm into new markets; all as rapidly as your business demands. BD Compliance Services, putting our clients in the lead. Customizable, cost-effective compliance services that transform your compliance into your leading edge. With CXG, the weight of registration or compliance issues is lifted off your shoulders, clearing the way for you to focus on revenue growth. Buy or Sell a Broker-Dealer As the fast-approval experts, we wont let a CMA hold you back from doing business. CXGs start-to-finish support gets firms open as quickly as possible. Buy a broker-dealer to get up and running fast. Or, if you need to add business lines or branch offices to your current operation, we can get you there. If you would like to sell your broker dealer, we can find you a quality buyer, ensuring a successful sale. FINOP Outsourced FINOP & CFO services to cover all your SEC and FINRA compliance needs. Whether your start-up needs a FINOP or your mid-sized firm could use a seasoned CFO, we have the critical resources and leadership that your firm needs now. Licenses Held: Series 24, Series 4, Series 79, Series 53, Series 27, and Series 99
Answer:
Premium Sales Data for Prospecting
-
Sales data across over 200M records
-
Up-to-date records (less decayed data)
-
Accurate Email Lists (real-world tested)
-
Powerful search engine and intuitive interface
Get Full Access
Sign in to CIENCE GO Data to uncover contact details
Free credits every month