Alabama Securities Commission
Government Administration, 445 Dexter Ave, Montgomery, Alabama, 36104, United States, 51-200 Employees
Phone Number: +13*********
Who is ALABAMA SECURITIES COMMISSION
The Alabama Securities Commission (ASC) regulates the securities industry in Alabama. The Commission is committed to protect investors against securities fraud and provides aggressive enf...
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Headquarters: 445 Dexter Ave, Montgomery, Alabama, 36104, United States
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Employees: 51-200
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Revenue: $250 Million to $500 Million
Industry: Government Administration
SIC Code: 6211
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NAICS Code: 621111 |
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Frequently Asked Questions Regarding Alabama Securities Commission
Answer: Alabama Securities Commission's headquarters are located at 445 Dexter Ave, Montgomery, Alabama, 36104, United States
Answer: Alabama Securities Commission's phone number is +13*********
Answer: Alabama Securities Commission's official website is https://asc.alabama.gov
Answer: Alabama Securities Commission's revenue is $250 Million to $500 Million
Answer: Alabama Securities Commission's SIC: 6211
Answer: Alabama Securities Commission's NAICS: 621111
Answer: Alabama Securities Commission has 51-200 employees
Answer: Alabama Securities Commission is in Government Administration
Answer: Alabama Securities Commission contact info: Phone number: +13********* Website: https://asc.alabama.gov
Answer: The Alabama Securities Commission (ASC) regulates the securities industry in Alabama. The Commission is committed to protect investors against securities fraud and provides aggressive enforcement actions against any firm or individual who has violated the Alabama Securities Act or other state and federal statutes to the detriment of Alabama investors. The Alabama Securities Act provides for the licensing and regulation of securities broker-dealers, agents, investment advisers and investment adviser representatives, and financial planners. The Commission regulates the individual securities through registration. All of the above entities must be registered with the ASC to conduct business in Alabama unless subject to a statutory exemption from registration. The Commission promotes financial literacy to all citizens and students in Alabama by providing presentations, free information and access to curricula for financial literacy education. Prepare yourself to make an informed investment decision! Contact the Alabama Securities Commission to determine if the representative and firm with whom you wish to do business are properly registered in Alabama. Our staff can also provide free information relating to the disciplinary history (crime, complaints, civil law suits, etc), educational background and work experience of a firm or representative.
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